DORA : Automate regulatory compliance with generative AI and no-code.

The implementation of the European DORA regulation requires financial institutions and critical enterprises to strengthen their digital operational resilience. By adopting an approach centered on the hyperautomation of DORA compliance, organizations can transform a regulatory obligation into a lever for enhanced IT governance.

Through agile no-code orchestration, it becomes possible to model, monitor, and adjust in real-time the operational resilience plans required by DORA. Generative AI facilitates the modeling of compliance processes and proposes continuous improvements aligned with DORA requirements.

This dual approach—combining no-code and generative AI—ensures smooth management of compliance without overloading IT and Risk Management teams.

DORA emphasizes ICT risk governance and the ability of organizations to detect, prevent, and contain major IT incidents. By automating supervision and audit processes, companies secure their digital environment while complying with new regulatory standards.

The ROK Solution platform specifically ensures:

• dynamic management of critical third-party providers
• access mapping to sensitive data
• continuous auditing of reported discrepancies and incidents

This integrated approach ensures robust DORA IT governance while facilitating the generation of detailed compliance reports.
To further explore the automation of critical access, discover our IAM and identity orchestration approach tailored to regulated environments.

DORA compliance requires precise, regular reporting on incidents, resilience testing, and third-party risk management. Automating regulatory reporting is therefore essential to meet these obligations without increasing operational workload.

ROK Solution facilitates:

• Automatic generation of DORA reports
• Real-time monitoring of IT risk indicators
• Secure, searchable archiving of all critical events

With this approach, DORA regulatory compliance becomes an ongoing, integrated process embedded into daily workflows, rather than a periodic constraint burdening teams.

To strengthen your IT audit and supervision processes, also explore our internal audit and risk management solution.

Managing third-party suppliers is a central component of the DORA regulation. Each organization must maintain an updated registry of critical IT service providers, track incidents related to their services, and integrate their governance into continuity plans.

By automating the creation and updating of the critical suppliers registry, ROK Solution centralizes all essential information: contracts, SLAs, assessed risks, reported incidents, and critical dependencies.

This automation:

• secures DORA regulatory traceability
• simplifies supplier audit processes
• enhances the company’s overall digital resilience

Automated supervision of critical third-party suppliers directly contributes to the overall strength of the digital supply chain required by DORA. By centrally orchestrating the monitoring of risks associated with strategic suppliers, organizations strengthen their digital resilience, secure IT operational continuity, and ensure full compliance with DORA regulatory reporting requirements.
To enhance your organizational management and dependency mapping, explore our dedicated solution for dynamic Who’s Who organizational management.

Increasing regulatory pressure should not lead to soaring costs or operational complexity. The hyperautomation enabled by ROK Solution combines:

• No-code capabilities to build tailored compliance workflows,
• Generative AI to accelerate process modeling, optimization, and adaptation to regulatory requirements,
• and integrated orchestration to connect DORA compliance with other business processes (ITSM, supplier governance, business continuity).

With business process orchestration powered by ROK Solution, organizations can link their DORA compliance efforts seamlessly with ITSM, HR, and supplier governance requirements. The automation of HR and IT processes through no-code simplifies the creation and adaptation of regulatory workflows. In parallel, dynamic IAM for access governance ensures secure assignment of critical rights throughout the user lifecycle. Management of critical third-party suppliers is centralized to maintain resilience across the supply chain. The hyperautomation of regulatory compliance ensures continuous and seamless reporting, while generative AI for business process creation speeds up optimization of validation and governance workflows.

By automating the entire compliance lifecycle—from alert management to reporting—teams gain in responsiveness, efficiency, and anticipatory capabilities.

Thanks to DORA compliance hyperautomation, compliance and IT teams avoid becoming overwhelmed by manual, repetitive administrative tasks. Critical resources are freed up to focus on high-value activities such as proactive anticipation of ICT risks, continuous improvement of digital operational resilience, and innovation in critical business processes. This dynamic approach places regulatory IT governance at the core of strategies aimed at agility and risk control.

To explore all the possibilities offered by ROK’s no-code platform, discover our No-Code and Hyperautomation approach.

DORA should not be seen merely as a regulatory constraint, but as an opportunity to modernize IT governance and strengthen strategic cybersecurity. By integrating automated risk management, resilience plan management, intelligent incident supervision, and unified access governance, ROK Solution provides a comprehensive approach that goes beyond regulatory compliance.

This transformation aligns fully with a logic of controlled digitalization, where compliance, agility, and IT robustness are no longer contradictory.

By proactively addressing DORA’s requirements today, organizations can transition smoothly towards an intelligent and scalable IT governance. The ability to continuously demonstrate DORA regulatory compliance, manage supplier risks in real-time, and align IT strategies with regulatory expectations will become a significant competitive advantage. The orchestration of financial and IT processes through no-code platforms provides a robust foundation to tackle the challenges of digital resilience in the years ahead.

Discover how our digital transformation platform is already helping leading financial, industrial, and service organizations achieve proactive compliance.